MODULE

Deviations and Nonconformances — NCR Workflow, Disposition, and CAPA Linkage

An undocumented deviation is a regulatory liability. A nonconforming product without a disposition record is a recall waiting to happen. Affinity QMS Deviations and Nonconformances manages NCR initiation, material disposition, investigation, and CAPA linkage — in a single closed-loop workflow across all six regulated industries.

Serves: Medical Devices  ·  Dietary Supplements  ·  OTC Drugs  ·  503B Outsourcing  ·  ISO 17025 Labs  ·  Food & Beverage

Material Disposition Options — Configurable Per Vertical

Use As-Is

Documented justification required

Rework

Rework plan and re-inspection documented

Reject / Scrap

Segregation and destruction records

Return to Vendor

Supplier NCR linkage and RMA tracking

Features

Every Nonconformance Documented, Dispositioned, and Closed

Nonconformance Report (NCR) Initiation

Initiate an NCR from any quality event — incoming inspection failure, in-process deviation, finished product rejection, or equipment out-of-specification. NCR forms are configurable by vertical and capture all required fields: product/lot, detection point, description of nonconformance, quantity affected, and immediate containment actions taken.

Material Disposition Workflow

Formal disposition decisions — use as-is, rework, reject, or return to vendor — are documented with the dispositioner's identity, rationale, and electronic signature. For use-as-is dispositions, a documented justification and additional approval are required. Rework dispositions generate a rework plan and re-inspection record automatically.

Investigation and Root Cause

Document the investigation of each nonconformance — what happened, where in the process, what contributed. Built-in investigation templates guide investigators through a systematic analysis. Root cause is formally recorded and linked to the disposition — satisfying the investigation documentation requirements of 21 CFR Part 820.90 and ISO 13485 Clause 8.3.

CAPA Linkage

When an NCR investigation reveals a systemic root cause requiring corrective action, initiate a linked CAPA directly from the deviation record. The NCR and CAPA are cross-referenced — giving auditors traceability from nonconformance detection through corrective action closure. CAPA closure status is visible within the NCR record.

Product Segregation and Hold Management

Place nonconforming material on quality hold with documented hold reason, location, and responsible person. Hold status is visible to all relevant personnel — preventing nonconforming product from being released or used. Release from hold requires explicit approval and documentation of disposition decision.

Trending by Product, Process, and Supplier

Aggregate nonconformance data to identify recurring problems before they escalate. Trend charts show NCR frequency by product, process step, supplier, and nonconformance type. Management review reports include NCR trending data automatically — satisfying the data analysis requirements of ISO 13485 Clause 8.4 and FDA QMSR.

Lot-Specific Deviation History

Every nonconformance is linked to specific lot numbers, batch records, and product identifiers. The complete deviation history for any lot is retrievable in seconds — critical for recall investigations, supplier qualification reviews, and FDA inspections. Lot history is preserved in the audit trail indefinitely.

Regulatory Coverage

Deviation and NCR Requirements by Framework

Regulation / Standard Clause / Section Deviations Coverage
21 CFR Part 211.192 Production Record Review Batch failure investigations, unexplained discrepancy documentation, distribution controls
21 CFR Part 820.90 Nonconforming Product Identification, segregation, disposition, and documentation of nonconforming product
ISO 13485:2016 Clause 8.3 — Control of Nonconforming Product Identification, documentation, segregation, evaluation, disposition, notifications
ISO/IEC 17025:2017 Clause 7.10 — Nonconforming Work Responsibility and authority for nonconforming work, corrective actions, resumption criteria
21 CFR Part 111 Subpart N — Production and Process Controls Rejected dietary supplement components, investigation, disposition, hold procedures
SQF Code 2.6 — Nonconforming Product and Process Management Nonconformance identification, quarantine, disposition, review, and CAPA linkage
FDA QMSR (2024) 820.90 — Nonconforming Product Identification, segregation, disposition documentation with review and approval

Included in Builder — Starting at

$799/mo

Deviations and Nonconformances is included in the Builder tier ($799/mo) and all tiers above it. Lot-specific deviation history and material disposition workflows are included at no additional cost.

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Related Modules

Deviations Connect to Your Full Quality Loop

Every Deviation Documented. Every Disposition Defensible.

Book a demo and see how Affinity QMS Deviations and Nonconformances handles NCR workflows, material disposition, and CAPA linkage across all six regulated industries.