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CAPA Management — Corrective and Preventive Actions Across Every Regulated Industry

An unresolved CAPA is the most common finding in FDA warning letters. Affinity QMS CAPA Management closes the loop — from event initiation through root cause analysis, action completion, and effectiveness verification — with built-in regulatory linkage for every framework you work under.

Serves: Medical Devices  ·  Dietary Supplements  ·  OTC Drugs  ·  503B Outsourcing  ·  ISO 17025 Labs  ·  Food & Beverage

Initiate a CAPA From Any Quality Event

Audit Finding
Customer Complaint
Nonconformance
Deviation
Supplier Issue
Management Review
Trend Analysis
Regulatory Observation
Features

Close the Loop on Every Quality Event

CAPA Management connects every quality event to a traceable corrective action — with the root cause analysis tools and effectiveness checks regulators expect.

CAPA Initiation From Any Event

Initiate a CAPA directly from an audit finding, customer complaint, nonconformance, deviation, or management review action item — in one click. The source event is automatically linked to the CAPA record, giving auditors a complete traceability chain from problem to resolution.

Root Cause Analysis Tools

Built-in 5-Why analysis and fishbone (Ishikawa) diagram templates guide investigators through structured root cause analysis. Each tool captures the investigation narrative, contributing factors, and verified root cause — producing the documentation regulators expect to see during CAPA review.

Action Plan Assignment and Due Date Tracking

Define discrete corrective and preventive actions with assigned owners, due dates, and completion criteria. Action items appear in each assignee's dashboard with automated reminders. Overdue actions are escalated to QA leadership — preventing CAPAs from sitting open for months before an audit.

Effectiveness Check Scheduling

Schedule effectiveness checks at defined intervals after action completion — 30, 60, or 90 days, or custom. The system automatically assigns the effectiveness check to the CAPA owner and surfaces it at the right time. CAPAs without verified effectiveness are flagged as open and cannot be formally closed.

CAPA Trending and Metrics Dashboard

Aggregate CAPA data across products, processes, suppliers, and departments to identify systemic quality issues before they become regulatory findings. The trending dashboard tracks open vs. closed CAPAs, average days to closure, recurrence rates, and CAPA sources — exactly the metrics management review requires.

Regulatory Authority Linkage

Tag each CAPA with the specific regulatory requirement that drove it — 21 CFR Part 820.100, ISO 13485 Clause 8.5.2, 21 CFR Part 211.192, or ISO 17025 Clause 8.7. This linkage produces a regulatory traceability matrix that auditors can review instantly — demonstrating a systematic, requirement-driven approach to corrective action.

FDA Audit-Ready CAPA Reports

Generate a complete CAPA report for any individual record or a full CAPA log for FDA inspection — with one click. Reports include initiation date, source event, root cause, action plan, completion dates, effectiveness check results, and closure status. No last-minute data compilation before an audit.

Regulatory Coverage

CAPA Requirements Across Every Framework

Regulation / Standard Clause / Section CAPA Coverage
21 CFR Part 820.100 Corrective and Preventive Action Full CAPA procedure: data analysis, investigation, action implementation, effectiveness verification
ISO 13485:2016 Clause 8.5.2 — Corrective Action Nonconformity identification, root cause analysis, action evaluation, record retention
21 CFR Part 211.192 Production Record Review Investigation of batch failures and deviations with CAPA documentation
ISO/IEC 17025:2017 Clause 8.7 — Corrective Actions Nonconformity identification, root cause, corrective action implementation, effectiveness review
21 CFR Part 111 Subpart P — Records and Recordkeeping Investigation records, corrective action documentation, periodic review
SQF Code 2.5.3 — Corrective and Preventive Action Root cause analysis, corrective action verification, recurrence prevention
FDA QMSR (2024) 820.200 — Complaint Files Complaint-driven CAPA initiation, investigation, and closure

Included in Builder — Starting at

$799/mo

CAPA Management is included in the Builder tier ($799/mo) and all tiers above it. It is also included in the Compliance Suite ($1,499/mo) and Full Platform ($2,999/mo).

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Related Modules

CAPA Is the Hub of Your Quality System

Stop Managing CAPAs in Spreadsheets.

Book a demo and see how Affinity QMS CAPA Management closes the loop from event to resolution — with the regulatory traceability your auditors require.